{"id":1729,"date":"2019-02-22T18:17:08","date_gmt":"2019-02-22T17:17:08","guid":{"rendered":"https:\/\/plexusinvestments.com\/site\/regulation\/"},"modified":"2023-06-29T16:40:24","modified_gmt":"2023-06-29T14:40:24","slug":"regulation","status":"publish","type":"page","link":"https:\/\/plexusinvestments.com\/site\/en\/regulation\/","title":{"rendered":"Regulation"},"content":{"rendered":"\t\t<div data-elementor-type=\"wp-post\" data-elementor-id=\"1729\" class=\"elementor elementor-1729 elementor-1725\" data-elementor-post-type=\"page\">\n\t\t\t\t\t\t<section class=\"elementor-section elementor-top-section elementor-element elementor-element-cd9d0d5 elementor-section-height-min-height elementor-section-items-top elementor-section-boxed elementor-section-height-default\" data-id=\"cd9d0d5\" data-element_type=\"section\" data-e-type=\"section\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-100 elementor-top-column elementor-element elementor-element-c6c7b5f\" data-id=\"c6c7b5f\" data-element_type=\"column\" data-e-type=\"column\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-0dbffbc pflicht elementor-widget elementor-widget-text-editor\" data-id=\"0dbffbc\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<h3>Supervision \/ Regulation<\/h3><p>PLEXUS Investments is licensed and regulated by the <a title=\"Finanzmarktaufsicht Liechtenstein (FMA)\" href=\"https:\/\/www.fma-li.li\/en\/\" target=\"_blank\" rel=\"noopener\"><span class=\"font_744ihubpj\">Finanzmarktaufsicht Liechtenstein (FMA)<\/span><\/a>. We are a member of the <a title=\"Association of Independent Asset Managers\" href=\"https:\/\/www.vuvl.li\/home-english\/\" target=\"_blank\" rel=\"noopener\"><span class=\"font_744ihubpj\">Association of Independent Asset Managers in Liechtenstein &#8211; VuVL<\/span><\/a> (&gt;&gt;<a title=\"Code Of Professional Conduct\" href=\"https:\/\/www.vuvl.li\/downloads-english\/\" target=\"_blank\" rel=\"noopener\"><span class=\"font_744ihubpj\">Code Of Professional Conduct<\/span><\/a> \/ <a title=\"Download Complain Form\" href=\"https:\/\/plexusinvestments.com\/site\/wp-content\/uploads\/2023\/06\/Anhang-7-PLEXUS_Beschwerdeformular_en-1.docx\" target=\"_blank\" rel=\"noopener\" download=\"\"><span class=\"font_744ihubpj\">Download Complaint Form<\/span><\/a>) and in the <a title=\"www.eas-liechtenstein.li\" href=\"https:\/\/www.eas-liechtenstein.li\/en\/\" target=\"_blank\" rel=\"noopener\"><span class=\"font_744ihubpj\">Deposit Guarantee and Investor Compensation Foundation PCC of (EAS)<\/span> (www.eas-liechtenstein.li)<\/a>. Compliance and Risk Management are outsourced.<\/p><p>The extrajudicial <a title=\"Conciliation Board\" href=\"http:\/\/www.schlichtungsstelle.li\/\" target=\"_blank\" rel=\"noopener\"><span class=\"font_744ihubpj\">Conciliation Board<\/span><\/a> is a mediator for conflicts between clients and banks, investment and asset management companies and payment service providers. It is a neutral and cost-free service that deals with concrete complaints of clients.<\/p><p>For the term starting on November 1st 2009 until December 31st 2021 the government has chosen Dr. Peter Wolff, Lawyer in Vaduz, as the conciliation person.\u00a0The Conciliation Board can be contacted at the following address:<\/p><p>Dr. Peter Wolff<br \/>Landstrasse 60<br \/>9490 Vaduz<br \/>Principality of Liechtenstein<br \/>E-Mail: <span class=\"font_744ihubpj\"><a href=\"mailto:wolff@wgp-law.li\">wolff@wgp-law.li<\/a><\/span><\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<\/div>\n\t\t","protected":false},"excerpt":{"rendered":"<p>Supervision \/ Regulation PLEXUS Investments is licensed and regulated by the Finanzmarktaufsicht Liechtenstein (FMA). We are a member of the Association of Independent Asset Managers in Liechtenstein &#8211; VuVL (&gt;&gt;Code Of Professional Conduct \/ Download Complaint Form) and in the Deposit Guarantee and Investor Compensation Foundation PCC of (EAS) (www.eas-liechtenstein.li). Compliance and Risk Management are [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":0,"parent":0,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"elementor_header_footer","meta":{"_acf_changed":false,"inline_featured_image":false,"footnotes":""},"class_list":["post-1729","page","type-page","status-publish","hentry"],"acf":[],"_links":{"self":[{"href":"https:\/\/plexusinvestments.com\/site\/en\/wp-json\/wp\/v2\/pages\/1729","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/plexusinvestments.com\/site\/en\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/plexusinvestments.com\/site\/en\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/plexusinvestments.com\/site\/en\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/plexusinvestments.com\/site\/en\/wp-json\/wp\/v2\/comments?post=1729"}],"version-history":[{"count":0,"href":"https:\/\/plexusinvestments.com\/site\/en\/wp-json\/wp\/v2\/pages\/1729\/revisions"}],"wp:attachment":[{"href":"https:\/\/plexusinvestments.com\/site\/en\/wp-json\/wp\/v2\/media?parent=1729"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}