Supervision / Regulation

PLEXUS Investments is licensed and regulated by the Finanzmarktaufsicht Liechtenstein (FMA). We are a member of the Association of Independent Asset Managers in Liechtenstein - VuVL (>>Code Of Professional Conduct / Download Complaint Form VuVL) and in the Deposit Guarantee and Investor Compensation Foundation PCC of (EAS) (www.eas-liechtenstein.li). Compliance and Risk Management are outsourced.

The extrajudicial Conciliation Board is a mediator for conflicts between clients and banks, investment and asset management companies and payment service providers. It is a neutral and cost-free service that deals with concrete complaints of clients. 

For the term starting on November 1st 2009 until December 31st 2021 the government has chosen Dr. Peter Wolff, Lawyer in Vaduz, as the conciliation person. The Conciliation Board can be contacted at the following address:

Dr. Peter Wolff
Mitteldorf 1
9490 Vaduz
Principality of Liechtenstein
E-Mail: wolff@wgp-law.li

PLEXUS Investments Ltd.
Industriering 10
 9491 Ruggell
Principality of Liechtenstein

Phone: +423 375 04 00
Fax:      +423 375 04 05
info@plexusinvestments.com